About MGL

Providing Direction, Solutions and Unparalleled Compliance and Risk Management Services to financial services companies.

Providing insight and direction!
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Current News:

January 1, 2017

FINRA District 6 Committee: Melinda ("Mimi") LeGaye has joined FINRA's District 6 Committee as a small firm representative.



Recent Events:


About MGL:

Over the years, the financial services industry has evolved into a highly specialized and regulated industry. Brokerage firms, investment advisors and insurance agencies operating within this environment have become inundated with extensive reporting, disclosure, and financial requirements under federal and state securities laws and the rules promulgated by self-regulatory agencies.

Throughout its history, MGL has helped its clients deal with ever growing regulatory and compliance oversite of their business activities. The company's comprehensive set of products and services along with special expertise and experience have provided our clients with invaluable expertise and an economical alternative to increasing their internal staff and fixed overhead. Today, our firm helps clients minimize regulatory threats and capitalize on business opportunities with ongoing compliance services, Professional Development programs, and strategic consulting services covering a wide spectrum of managerial, financial, regulatory and business expansion challenges.

As a full service consulting firm with a broad array of clients both domestically and internationally, MGL plays a leadership role in the industry. Throughout its history, the firm has provided compliance services to more than 1,200 clients with specialized expertise in legal, compliance, regulatory, operations accounting, and professional development disciplines.

From a three-person niche firm specializing in registration and compliance, the company has grown to 20+ professionals with a combined industry experience of more than 400 years. These individuals are supported by additional administrative and financial personnel so that our "experts" can dedicate their full attention to servicing our clients’ needs.

With a proven track record, a team of unmatched professionals and  a diversified practice, MGL is well positioned for future growth. "Our mission in the future is to be the preferred third-party provider of compliance services and business solutions that protect, enhance and contribute to the growth of our clients in the financial services industry.”