About Randy

Mr. Henderson has more than 40 years experience encompassing Financial Industry Defense, specializing in SEC, FINRA and state regulatory actions, investigations, as well as civil and criminal litigation. He also serves as an advisor to broker/dealers, investment advisors as well as public and private boards of directors regarding government investigations and customer litigation/arbitrations. Mr. Henderson is a member of The Sedona Conference, a highly experienced group of lawyers and judges, which examines current trends in complex litigation, including developments in statutory and case law having a direct impact on the securities industry and bar.