Welcome to MGL Consulting
Providing Insight and Direction for 30 years…
January 1, 2017
FINRA District 6 Committee: Melinda ("Mimi") LeGaye has been appointed as a small firm representative on FINRA's District 6 Committee.
Over the years, the financial services industry has evolved into a highly specialized and regulated industry. Brokerage firms, investment advisors and insurance agencies operating within this environment have become inundated with extensive reporting, disclosure, and financial requirements under federal and state securities laws and the rules promulgated by self-regulatory agencies.
Throughout its history, MGL has helped clients deal with growing regulatory and compliance issues. The company's comprehensive set of products and services along with special expertise and experience have provided clients with added value and an option to building internal staff. Today, the firm helps clients minimize regulatory threats and capitalize on business opportunities with ongoing compliance services, Professional Development programs, and consulting services covering a wide spectrum of managerial, financial, regulatory and business expansion challenges.
As a full service consulting firm with a broad array of clients both domestically and internationally, MGL plays a leadership role in the industry. Throughout its history, the firm has provided compliance services to more than 1,200 different clients with specialized expertise in legal, compliance, regulatory, operations and accounting disciplines.
From a three-person niche firm specializing in registration and compliance, the company has grown to 20+ professionals with a combined industry experience of more than 400 years. These individuals are supported by additional administrative and financial personnel so "experts" can dedicate full time to client service.
With a proven track record, a team of unmatched professionals and a diversified practice, MGL is well positioned for future growth. "Our mission in the future is to be the preferred third-party provider of compliance services and business solutions that protect, enhance and contribute to the growth of our clients in the financial services industry.”