Tel:   281-367-0380

Providing insight and direction!

a bit about us

time to meet the team!

Nice to meet you!

check out our group photos

MGL Consulting and its principals actively participate in industry conferences and roundtables as speakers, committee members and attendees.

Industry News

and upcoming events


MGL & Jones Day: Regulation Best Interest

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March 26, 2020 2:30am CST


ADISA Spring Symposium

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April 06-08, 2020 12:30am EST


FINRA Annual Conference

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May 12-14, 2020 10:00am EST

more about us

time to learn about the team!



Where we come from

MGL has represented Broker/Dealers and Investment Advisors for 35 years. Our team of seasoned professionals hold combined industry experience in excess of 400 years. In addition, our senior staff is comprised of individuals who have held senior leadership positions within both the industry and regulatory entities.


An ever changing landscape

Over the years, the financial services industry has evolved into a highly specialized and regulated industry. Firms within this environment have become inundated with extensive reporting, disclosure, and financial requirements under federal and state securities laws and the rules promulgated by self-regulatory agencies.

Proven Results

Throughout its history, MGL has helped its clients deal with ever growing regulatory and compliance oversite of their business activities. The company's comprehensive set of products and services along with special expertise and experience have provided our clients with invaluable expertise and an economical alternative to increasing their internal staff and fixed overhead. Today, our firm helps clients minimize regulatory threats and capitalize on business opportunities with ongoing compliance services, Professional Development programs, and strategic consulting services covering a wide spectrum of managerial, financial, regulatory and business expansion challenges. As a full service consulting firm with a broad array of clients both domestically and internationally, MGL plays a leadership role in the industry. Throughout its history, the firm has provided compliance services to more than 1,200 clients with specialized expertise in legal, compliance, regulatory, operations accounting, and professional development disciplines. With a proven track record, a team of unmatched professionals and a diversified practice, MGL is well positioned for future growth. "Our mission in the future is to be the preferred third-party provider of compliance services and business solutions that protect, enhance and contribute to the growth of our clients in the financial services industry.”